Monday, January 23, 2023
HomeLife InsuranceFINRA Asks SEC to Prolong Use of Video Hearings

FINRA Asks SEC to Prolong Use of Video Hearings

OHO serves as FINRA’s “courthouse” for disciplinary and expedited proceedings. It’s an impartial workplace inside FINRA that employs skilled Listening to Officers who preside over disciplinary and expedited actions commenced by FINRA’s Enforcement Division, the self-regulatory authority explains.

Because of the upward pattern within the variety of COVID-19 instances since FINRA filed SR-FINRA-2022-029 in October 2022, “FINRA believes there’s a continued want for non permanent reduction” past Jan. 31.

On this regard, FINRA notes that COVID-19 stays a public well being concern. Based on the Facilities for Illness Management and Prevention, roughly 61.73% of counties in the US have a medium or excessive COVID-19 Group Degree primarily based on the CDC’s most up-to-date calculations, FINRA states.



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